Grading of Recommendations Assessment, Development and Evaluation (GRADE) of a 2-dose schedule for human papillomavirus (HPV) vaccination

About

CDC vaccine recommendations are developed using an explicit evidence-based method based on the Grading of Recommendations, Assessment, Development and Evaluation (GRADE) approach.

Introduction

Three HPV vaccines are licensed for use in the United States as a 3-dose series: quadrivalent and 9-valent HPV vaccines (4vHPV and 9vHPV, Gardasil and Gardasil 9, Merck and Co, Inc., Whitehouse Station, NJ)12 and bivalent HPV vaccine (2vHPV, Cervarix, GlaxoSmithKline, Rixensart, Belgium).3 In October 2016, 9vHPV was approved for use in a 2-dose series for girls and boys initiating the vaccination series at ages 9 through 14 years. Grading of Recommendations Assessment, Development and Evaluation (GRADE) was adopted by the Advisory Committee on Immunization Practices (ACIP) in 2011,4 and a 2-dose schedule for HPV vaccine was considered using GRADE. The main policy question was, “Should 2 doses of any HPV vaccine given 6–12 months apart be recommended routinely for 9 through 14 year-olds?” Factors considered in determining the recommendation included benefits and harm, GRADE evidence type, values and preferences, and health economic analyses.

Methods for GRADE

Scientific literature was searched from January 2006 through June 2016 using the PubMed database and ClinicalTrials.gov. The medical subject headings (MeSH) searched were Papillomavirus Vaccines, including all subheadings, with no limitations except human subjects. Text word searches were performed on additional terms, including HPV vaccine, impact, effective, dose, and doses. Studies were included if the population was adolescents (any gender) aged 9–14 years; intervention was administration of 2 doses of any HPV vaccine separated by 6 or more months (±4 weeks); comparison was 3 doses of HPV vaccine among young adults within the age group (15–26 years) in which efficacy was demonstrated in clinical trials; and outcomes were primary data on HPV-associated health outcomes.

The draft policy note based on the ACIP recommendation was shared with ACIP voting members and revisions were made based in part on their feedback. The CDC Director approved a decision memo outlining the recommendation prior to publication of the policy note. The opinions of individual members of ACIP might not be fully reflected in this document, as the guideline represents the position of CDC based on the ACIP recommendation to the CDC director and is not a consensus document. The Work Group continues to review data as they become available, and considers any needed policy changes.

Results

Benefits considered critical outcomes in GRADE were prevention of cervical precancers and cancers, oropharyngeal cancer, anal cancer, vaginal/vulvar cancer, and penile cancers (Table 1). Additional important outcomes included HPV infections and anogenital warts/condyloma. Immunogenicity was considered a surrogate marker for prevention of important and critical outcomes, when immunobridging studies were available comparing immunogenicity in the group of interest (i.e., boys or girls aged 9 through 14 years) with a comparison group in which efficacy has been demonstrated in clinical trials (i.e., women aged 15 or 16 through 26 years).

For 9vHPV, one immunobridging study was identified that was also the basis of the FDA decision on 2-dose approval;5 for 4vHPV, two immunobridging studies were identified67; and for 2vHPV, four immunogenicity studies were identified (Table 2).891011 Included data showed high seroconversion rates among all cohorts and non-inferior geometric mean antibody titers (GMTs) for all HPV vaccine types in boys and girls receiving 2-dose schedules compared with groups in which efficacy was demonstrated in clinical trials. (Table 3). These studies received a final GRADE evidence type of 3. (Table 4) Same-age comparisons of seroconversion rates and GMTs among boys and girls receiving a 2-dose schedule compared with a 3-dose schedule were not included in GRADE but are shown as supplemental data (Table 5).

Overall GRADE evidence type was 3 (Table 6). Favorable safety profiles for HPV vaccines have been well-established,1213 and no data suggest that adverse events increase with a 2-dose schedule compared with a 3-dose schedule. When benefits are similar and potential for adverse events is lower, then the balance of benefits over harms is greater.

Considerations for formulating recommendations for a 2-dose schedule of HPV vaccine included the following key factors: balance of benefits over harms, GRADE evidence type, values and preferences, and cost-effectiveness considerations (Table 7).

Table 1: Important and critical outcomes related to HPV vaccination

Outcome Importance Included in evidence profile
Benefits
Immunogenicity
(Seroconversion / Geometric Mean Titers / Avidity)
Important Yes
HPV infections Important No*
Anogenital warts/condyloma Important No*
Cervical precancer
(Cervical intraepithelial neoplasia [CIN] 2/3 or adenocarcinoma in situ [AIS] 2/3)
Critical No
Cervical cancer Critical No
Oropharyngeal cancer Critical No
Anal cancer Critical No
Vaginal/vulvar cancer Critical No
Penile cancer Critical No

Table 1 Footnotes
*No data available for dosing interval or age range specified in policy question
No data available on these HPV-associated outcomes

Table 2. Characteristics of included studies

References in this table:567891011

Vaccine Author, year (reference) Study design
(N=total enrolled)
Participants Number of HPV vaccine doses
(dosing schedule)
Main outcomes
9vHPV Iversen,
2016[5]
Immunobridging
study, 15 countries
(N=1518)a
Girls,
age 9–14 years,
Boys,
age 9–14 years,
Women,
age 16–26 years
2 doses (M 0, 6)
2 doses (M 0, 12)
3 doses (M 0, 2, 6)
Immunogenicity
(seroconversion and GMTs)
4vHPV Dobson,
2013[6]
Immunobridging
study, Canada
(N=830)b
Girls
age 9–13 years,
Women
age 16–26 years
2 doses (M 0,6)
3 doses (M 0, 2, 6)
Immunogenicity
(seroconversion and GMTs)
Hernández-Ávila,
2016[7]
Immunobridging
study, Mexico
(N=450)c
Girls
age 9–10 years,
Women
age 18–24 years
2 doses (M 0, 6)
3 doses (M 0, 2, 6)
Immunogenicity
(seroconversion and GMTs)
2vHPV Romanowski,
2016[8]
Immunobridging
study, Canada and Germany
(N=961)d
Girls
age 9–14 years,
Women
age 15–25 years
2 doses (M 0, 6)
3 doses (M 0, 1, 6)
Immunogenicity
(seroconversion and GMTs)
Puthanakit,
2016[9]
Immunobridging
study, Canada,
Germany, Italy,
Taiwan, Thailand
(N=1447)e
Girls
age 9–14 years,
Women
age 15–25 years
2 doses (M 0, 6)
2 doses (M 0, 12)
3 doses (M 0, 1, 6)
Immunogenicity
(seroconversion and GMTs)
Lazcano-Ponce,
2014[10]
Immunobridging
study, Mexico
(N=2000)f
Girls
age 9–10 years,
Women
age 18–24 years
2 doses (M 0, 6)
3 doses (M 0, 1, 6)
Immunogenicity
(seroconversion and GMTs)
Boxus,
2014[11]
Observational
(N=203 specimens
from
180 individuals)g
Girls
age 10–14 years,
Women
age ≥15 years
2 doses (M 0, 6)
3 doses (M 0, 1, 6)
Immunogenicity
(avidity)

Table 2 Footnotes
a NCT 1984697, funded by Merck; results presented publicly at ACIP in February 2016
b NCT 00501137, funded by Ministries of Health in British Columbia, Nova Scotia, and Quebec (Laboratory testing: Merck)
c NCT 01717118, funded by Ministry of Health in Mexico and National Institute of Public Health in Mexico (Laboratory testing: Merck)
d NCT 00541970, funded by GlaxoSmithKline
e NCT 01381575, funded by GlaxoSmithKline
f NCT 01717118, funded by Ministry of Health in Mexico (Laboratory testing: GlaxoSmithKline)
g Specimens from NCT 00541970, NCT 00196924, NCT 00196937, funded by GlaxoSmithKline

GMTs, Geometric Mean Titers; M, months after dose 1; NCT, National Clinical Trial number

Table 3. Included data, immunogenicity

Vaccine Outcome Number of subjects
(number of studies)
Comparison groups Benefits
9vHPV Immunogenicity
(seroconversion
to 9vHPV types)
1102 (1) Girls and boys
2 doses (M 0, 6) and
Girls and boys
3 doses (M 0, 12) and
Women
3 doses
(M 0, 2, 6)
≥97.9% seropositive at 1 month post last dose in all groups in the per-protocol population
Immunogenicity
(GMTs for 9vHPV types)
560 (1) Girls
2 doses (M 0,6) versus
Women
3 doses
(M 0, 2, 6)
Non-inferiority criteria met for all 9vHPV types at 1 month post last dose
559 (1) Boys
2 doses (M 0, 6) versus
Women
3 doses
(M 0, 2, 6)
Non-inferiority criteria met for all 9vHPV types at 1 month post last dose
555 (1) Girls and boys
2 doses (M 0, 12) versus
Women
3 doses
(M 0, 2, 6)
Non-inferiority criteria met for all 9vHPV types at 1 month post last dose
4vHPV Immunogenicity
(seroconversion
to 4vHPV types)
806 (2) Girls
2 doses (M 0,6) and
Women
3 doses
(M 0, 2, 6)
≥97.1% seropositive at 7 months in all groups at 1 month post last dose in all groups in the per-protocol population
Immunogenicity
(GMTs for
4vHPV types)
806 (2) Girls
2 doses (M 0, 6) versus
Women
3 doses
(M 0, 2, 6)
Non-inferiority criteria met for all 4vHPV types
at 1 month post last dose and later (latest M 36)
2vHPV Immunogenicity
(seroconversion
to 2vHPV types)
2840 (3) Girls
2 doses (M 0, 6 or 12) and
Women
3 doses
(M 0, 1, 6)
100% seropositive at 1 month post last dose in all groups in the per-protocol population
Immunogenicity
(GMTs for
2vHPV types)
2840 (3) Girls
2 doses (M 0, 6 or 12) versus
Women
3 doses
(M 0, 1, 6)
Non-inferiority criteria met for both 2vHPV types
at 1 month post last dose and later (latest M 60)
Immunogenicity
(antibody avidity for 2vHPV types)
180 (1) Girls
2 doses (M 0, 6) and
Women
3 doses
(M 0, 1, 6)
No differences in avidity index, suggesting similar quality of antibody response at M 7, 24, and 48
in 2-dose versus 3-dose recipients

GMTs, Geometric Mean Titers; M, months after dose 1

Table 4. Type of evidence

Vaccine Finding Design (number of studies) Initial evidence level Risk of bias Inconsistency Indirectness Imprecision Other considerationsa Evidence type
9vHPV Non-inferior Immunogenicity,
9vHPV types
Obs (1) 3 No serious No serious No seriousb No serious None 3
4vHPV Non-inferior Immunogenicity,
4vHPV types
Obs (2) 3 No serious No serious No seriousb No serious None 3
2vHPV Non-inferior Immunogenicity,
2vHPV types
Obs (4) 3 No serious No serious No seriousb No serious None 3

Table 4 Footnotes
a Strength of association, dose-response, plausible residual confounding, publication bias
b Not downgraded for in-directness since immunobridging studies use a comparison group in which clinical efficacy has been established

Obs, Observational

Table 5. Supplemental data, immunogenicity

Vaccine Outcome Number of subjects (number of studies) Comparison groups Benefits
9vHPV Immunogenicity
(seroconversion to 9vHPV types)
1091 (1) Girls and boys
2 doses (M 0, 6 or 12) and
Girls
3 doses (M 0, 2, 6)
≥99.2% seropositive at 1 month post last dose in all groups in the per-protocol population
Immunogenicity
(GMTs for 9vHPV types)
549 (1) Girls
2 doses (M 0, 6) versus
Girls
3 doses (M 0, 2, 6)
Lower GMTs in 2-dose group
for 4/9 9vHPV types at 1 month post last dose
544 (1) Girls and boys
2 doses (M 0, 12) versus
Girls
3 doses (M 0, 2, 6)
Lower GMTs in 2-dose group
for 1/9 9vHPV types at 1 month post last dose
4vHPV Immunogenicity
(seroconversion to 4vHPV types)
790 (2) Girls
2 doses (M 0, 6) and
Girls
3 doses (M 0, 2, 6)
≥97.1% seropositive at 1 month post last dose in all groups in the per-protocol population
Immunogenicity
(GMTs for 4vHPV types)
495 (1) Girls
2 doses (M 0, 6) versus
Girls
3 doses (M 0, 2, 6)
Non-inferiority met for 3/4 4vHPV types
but not HPV 18 by M 18;
non-inferiority met for 2/4 4vHPV types
but not HPV 6 or HPV 18 by M 36
295 (1) Girls
2 doses (M 0, 6) versus
Girls
3 doses (M 0, 2, 6)
Non-inferiority met for 2/4 4vHPV types
but not HPV 6 or 18 at M 7; non-inferiority met for all 4vHPV types at M 21
2vHPV Immunogenicity
(seroconversion to 2vHPV types)
1533 (2) Girls
2 doses (M 0, 6) and
Girls
3 doses (M 0, 1, 6)
100% seropositive at 1 month post last dose in all groups in the per-protocol population
Immunogenicity
(GMTs for 2vHPV types)
1384 (1) Girls
2 doses (M 0, 6) versus
Girls
3 doses (M 0, 1, 6)
GMT ratios lower in 2-dose group but non-inferiority met for both 2vHPV types at M 21

GMTs, Geometric Mean Titers; M, months after dose 1

Table 6. Summary of evidence for a 2-dose schedule of HPV vaccine

Comparison Outcome Study design
(number of studies)
Findings Evidence type Overall evidence type
2 doses of HPV vaccine (age 9–14 years)
versus
3 doses of HPV vaccine (age 15–26 years)
Immunogenicity,
9vHPV types
Observational (1) Non-inferior immunogenicity 3

3

Immunogenicity,
4vHPV types
Observational (2) Non-inferior immunogenicity 3
Immunogenicity,
2vHPV types
Observational (4) Non-inferior immunogenicity 3

Table 7: Considerations for formulating recommendations for a 2-dose schedule of HPV vaccine

Key factors

Comments
Balance of benefits
versus harms
  • If benefits are expected to be similar and the potential adverse events are lower, then the balance of benefits over harms is greater
Evidence type for
benefits and harms
  • GRADE evidence type 3
Values and preferences
  • ACIP HPV Work Group placed high value on programmatic considerations as well as prevention of outcomes due to vaccine-type HPV
Cost-effectiveness
  • Likely cost-effective compared with 3 doses
Summary
  • Category A recommendation for a 2-dose schedule of HPV vaccine for girls and boys who initiate the vaccination series at ages 9 through 14 years

Summary

After reviewing the available data, including the result of the GRADE analysis, ACIP voted in October 2016 to recommend a 2-dose schedule of HPV vaccine for girls and boys who initiate the vaccination series at ages 9 through 14 years (Category A recommendation). See Use of a 2-Dose Schedule for Human Papillomavirus Vaccination — Updated Recommendations of the Advisory Committee on Immunization Practices.14

View the complete list of GRADE evidence tables‎

  1. Food and Drug Administration. Prescribing information [package insert]. Gardasil [human papillomavirus quadrivalent (types 6, 11, 16, 18) vaccine, recombinant]. Silver Spring, MD: US Department of Health and Human Services, Food and Drug Administration; 2015.
  2. Food and Drug Administration. Prescribing information [package insert]. Gardasil 9 [human papillomavirus 9-valent vaccine, recombinant]. Silver Spring, MD: US Department of Health and Human Services, Food and Drug Administration; 2016.
  3. Food and Drug Administration. Prescribing information [package insert]. Cervarix [human papillomavirus bivalent (types 16, 18) vaccine, recombinant]. Silver Spring, MD: U.S. Department of Health and Human Services, Food and Drug Administration; 2016.
  4. Ahmed F, Temte JL, Campos-Outcalt D, Schunemann HJ, ACIP Evidence-Based Recommendations Work Group. Methods for developing evidence-based recommendations by the Advisory Committee on Immunization Practices (ACIP) of the U.S. Centers for Disease Control and Prevention (CDC). Vaccine. 2011;29(49):9171-6.
  5. Iversen O-E, Miranda MJ, Ulied A, Soerdal T, Lazarus E, Chokephaibulkit K, et al. Immunogenicity of the 9-Valent HPV vaccine using 2-dose regimens in girls and boys vs a 3-dose regimen in women. JAMA. 2016;316(22):2411-2421.
  6. Dobson SR, McNeil S, Dionne M, Dawar M, Ogilvie G, Krajden M, et al. Immunogenicity of 2 doses of HPV vaccine in younger adolescents vs 3 doses in young women: a randomized clinical trial. JAMA. 2013;309(17):1793-802.
  7. Hernandez-Avila M, Torres-Ibarra L, Stanley M, Salmeron J, Cruz-Valdez A, Munoz N, et al. Evaluation of the immunogenicity of the quadrivalent HPV vaccine using 2 versus 3 doses at month 21: An epidemiological surveillance mechanism for alternate vaccination schemes. Hum Vaccin Immunother. 2016;12(1):30-8.
  8. Romanowski B, Schwarz TF, Ferguson L, Peters K, Dionne M, Behre U, et al. Sustained immunogenicity of the HPV-16/18 AS04-adjuvanted vaccine administered as a two-dose schedule in adolescent girls: Five-year clinical data and modeling predictions from a randomized study. Hum Vaccin Immunother. 2016;12(1):20-9.
  9. Puthanakit T, Huang LM, Chiu CH, Tang RB, Schwarz TF, Esposito S, et al. Randomized open trial comparing 2-dose regimens of the human papillomavirus 16/18 AS04-adjuvanted vaccine in girls aged 9-14 years versus a 3-dose regimen in women aged 15-25 years. J Infect Dis. 2016;214(4):525-36.
  10. Lazcano-Ponce E, Stanley M, Munoz N, Torres L, Cruz-Valdez A, Salmeron J, et al. Overcoming barriers to HPV vaccination: non-inferiority of antibody response to human papillomavirus 16/18 vaccine in adolescents vaccinated with a two-dose vs. a three-dose schedule at 21 months. Vaccine. 2014;32(6):725-32.
  11. Boxus M, Lockman L, Fochesato M, Lorin C, Thomas F, Giannini SL. Antibody avidity measurements in recipients of Cervarix vaccine following a two-dose schedule or a three-dose schedule. Vaccine. 2014;32(26):3232-6.
  12. Gee J, Weinbaum C, Sukumaran L, Markowitz LE. Quadrivalent HPV vaccine safety review and safety monitoring plans for nine-valent HPV vaccine in the United States. Hum Vaccin Immunother. 2016;12(6):1406-17.
  13. Moreira ED, Jr., Block SL, Ferris D, Giuliano AR, Iversen OE, Joura EA, et al. Safety profile of the 9-Valent HPV vaccine: A combined analysis of 7 phase III clinical trials. Pediatrics. 2016 Aug;138(2).
  14. Meites E, Kempe A, Markowitz LE. Use of a 2-dose schedule for human papillomavirus (HPV) vaccination: updated recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR. 2016 Dec 16;65:1405–1408.