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BRFSS Annual Survey Data


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2001 Summary Data Quality Report

This report provides selected statistical indicators of data quality in the Behavioral Risk Factor Surveillance System (BRFSS). The report presents data on four types of measures by state1:

(1) Outcome measures, including response rates, which are based on disposition codes.

(2) Selection biases with respect to gender, age, and race/ethnicity.

(3) Missing values on income.

(4) Sampling frame coverage.

The measures in this report are designed to document the quality of BRFSS data.2 "Data quality" in this report refers to the accuracy of BRFSS data.

Outcome Measures

The factors affecting the distribution of disposition codes by state may be grouped into differences in telephone systems, sample designs, surveyed populations, and data collection processes. Different outcome measures are variously affected by differences in these factors.

Table 1 presents the frequency distributions of individual disposition codes by state. The percent completes by state is the Efficiency Rate.

Table 2 presents brief definitions of each disposition code.

Table 3.

The categories used in the calculations of the outcome rates in Table 6 are defined below.

Categories of Case Outcomes
Category Disposition Code Definition Format in Formulas
Completed Interview 01 COIN
Eligible and able to complete interview 01+02+07+09+12+13+14 Elig HH
Unknown Eligibility 04+10 Unknown
Ineligible or unable to complete interview 03+05+06+08+11 Ineligible

The BRFSS Cooperation Rate is an outcome rate with the number of completes in the numerator and the number of eligible respondents who are capable of completing the survey in the denominator. Records with disposition codes indicating a respondent who does not speak English—or in some states, English or Spanish—or a respondent with a physical or mental impairment are excluded from the denominator.3 The denominator of the Cooperation Rate consists of records with disposition codes of 01, 02, 07, 09, 13, 14. Thus, the formula for the BRFSS Cooperation Rate is

Formula: the number of completed interviews divided by the number of eligible households.

Table 3.

A response rate is an outcome rate with the number of completes in the numerator and an estimate of the number of eligible units in the sample in the denominator. The BRFSS CASRO Response Rate calculation treats telephone numbers used by someone aged 18 years or older who speaks English—or in some states, English or Spanish—well enough to complete the interview and with no physical or mental impairment that prevents completion of the interview as eligible units. Eligible records are records with disposition codes of 01, 02, 07, 09, 12, 13, or 14. Ineligible records are records in which a respondent is unable to complete an interview (those with disposition codes of 11 or 08) or those in which no adult resident uses the number (disposition codes 03, 05, and 06). Added to this total is an estimate of the number of households among the records whose eligibility is undetermined. These are records with disposition codes of 04 or 10. The BRFSS CASRO Rate calculation assumes that the unresolved numbers contain the same percentage of eligible households as the records whose eligibility or ineligibility are determined. Thus, the formula for the BRFSS CASRO Rate is:

Formula: The numerator of the BRFSS CASRO Rate is the number of completed interviews.  Its denominator consists of the sum of eligible households and the estimated proportion of cases of unknown eligibility that are eligible.  The estimated proportion of cases of unknown eligibility that are eligible is determined by multiplying the cases of unknown eligibility by a factor calculating the proportion of cases of determined eligibility that are eligible and can be interviewed.  This factor is calculated by dividing the number of eligible households by the sum of the eligible households and the ineligible cases.

A response rate is an indicator of the potential for bias in the results of a survey. It does not indicate the actual amount of bias. The actual amount of bias can be conceptualized as a function of two factors—the amount of non-response, which is measured by a response rate, and the differences between the responders and the non-responders. A response rate does not address the latter factor.

Table 4 presents frequency distributions of individual household disposition codes by state. The percent completes by state may be termed the Household Completion Rate. It is the percent of completes among identified households.

Table 5 presents frequency distributions of individual disposition codes by state for listed household telephone numbers.4 These distributions may be less subject to the influences of characteristics of the telephone systems and of sample designs than the distributions of all sample records. By definition, all of these numbers were listed household numbers at one time. While states will differ in the extent to which these numbers will have changed status since being listed, the resulting differences should be smaller than the differences among numbers that began with different statuses. Thus, the percent of completes among listed household numbers may be considered an alternative measure of data quality.

Selection Biases

Tables 6 through 13 present data on the differences between BRFSS and population data with respect to gender, age, and race/ethnicity by state. In these tables, BRFSS data are weighted for the characteristics of the sample design—disproportionate sampling by geographic and density strata (where they exist), number of phones, and number of adults in the household.5 Because these factors are built into the sample design, they should be adjusted for before comparing survey distributions to population distributions. No definitive standards exist with respect to what constitutes a substantial difference between survey and population percentages. One approach would be to examine the distribution of discrepant values with the purpose of identifying extreme values, or outliers, which may indicate biased data.
 

 
   

Income Missing Values

Table 14 presents the percent missing (Don’t know/Not sure or Refused or either) income by state. Income is the variable in the survey data with the largest percentage of missing values. A larger percentage of missing values for income implies lower quality data for income and, by extension, for other variables.

Table 1. BRFSS Call Dispositions, Frequency Distribution by State, 2001
State 1 2 3 4 5 6 7
AK 2875 678 30066 2611 4510 52 653
AL 2795 645 7870 562 2604 91 761
AR 2928 755 16433 950 3123 14 821
AZ 3264 1071 15387 1227 4070 68 264
CA 4257 1332 16805 2020 6539 114 944
CO 2032 425 8323 476 3689 47 545
CT 7752 3511 43938 4378 11818 177 1387
DC 1888 565 15590 2452 6588 37 346
DE 3514 746 21249 1843 5131 39 1547
FL 4683 1852 22941 2610 6957 138 434
GA 4532 1456 22560 1810 8073 183 2300
GU 871 199 17655 796 2582 18 218
HI 4500 115 20321 2663 7010 0 21
IA 3635 602 23784 975 3375 14 1002
ID 4833 897 26123 1377 4839 32 840
IL 4010 979 22439 2060 6541 38 722
IN 3993 1042 18967 1408 4485 23 1077
KS 4601 1011 27782 1313 6033 51 644
KY 7532 692 37340 1027 5317 168 3380
LA 5003 1489 25879 2163 7165 154 1495
MA 8628 4338 77697 5571 16390 151 1442
MD 4472 1859 27627 3158 7016 72 803
ME 2420 785 12813 884 2180 40 243
MI 3830 847 20438 2246 5883 88 696
MN 3965 472 17686 1153 3505 75 835
MO 4178 813 19709 1345 4549 40 1010
MS 3043 732 12932 695 3210 66 1472
MT 3338 454 22857 592 2671 82 531
NC 6205 1020 21190 1918 7566 71 1135
ND 2510 499 20054 623 2431 16 453
NE 3699 455 21113 515 4058 76 403
NH 4068 1416 23429 1923 4763 57 472
NJ 6018 3226 38438 6245 11199 258 1617
NM 3621 474 13055 1042 3721 28 817
NV 2573 211 15482 1750 4084 35 126
NY 3899 1910 19853 2914 6408 47 859
OH 3433 1667 18585 1673 4595 48 506
OK 4550 732 21191 1029 3275 76 770
OR 2536 518 11317 823 3201 23 547
PA 3661 955 20046 1941 4910 39 1097
PR 4236 243 6849 2775 1877 3 712
RI 4120 1671 25026 1652 4574 71 643
SC 3201 1524 16183 1232 3938 70 556
SD 5119 703 37661 1280 4443 57 590
TN 2924 196 11583 845 1906 111 42
TX 5916 1485 39753 3312 9464 75 2821
UT 3656 343 16033 1257 3230 26 643
VA 2939 615 10618 1260 3980 7 626
VI 2263 306 8170 818 3064 38 715
VT 4301 1345 40290 1670 4387 87 435
WA 4207 1177 21200 1458 7372 119 662
WI 3351 1072 12475 899 3549 13 49
WV 3093 373 8271 617 1881 32 543
WY 3039 494 15159 794 2867 9 571
Cumulative 212510 54992 1166235 92630 272596 3564 44843
Median 3765 770 20050 1361 4464 52 679

Table 1. (continued)
State 8 9 10 11 12 13 14 Total
AK 133 15 4403 63 550 0 791 47400
AL 39 59 658 139 488 421 312 17444
AR 78 93 109 179 337 0 1630 27450
AZ 109 97 356 49 658 0 1830 28450
CA 1177 121 972 262 3965 0 3492 42000
CO 70 13 58 94 316 0 812 16900
CT 430 213 823 254 1496 0 6670 82847
DC 135 36 1232 41 595 0 2195 31700
DE 102 65 1950 172 595 0 1447 38400
FL 321 143 766 90 1186 0 4279 46400
GA 299 248 588 297 831 0 3219 46396
GU 201 22 455 17 239 0 277 23550
HI 392 59 107 177 1106 0 1479 37950
IA 81 11 117 187 661 0 755 35199
ID 193 105 291 140 639 0 2090 42399
IL 237 37 1 259 402 0 2925 40650
IN 51 74 229 119 649 0 2383 34500
KS 93 44 713 82 476 0 2757 45600
KY 137 25 35 805 24 0 1644 58126
LA 78 167 362 298 1358 0 2739 48350
MA 801 294 3163 344 2009 0 8472 129300
MD 206 74 2808 137 1024 0 4594 53850
ME 26 18 576 95 241 0 1129 21450
MI 132 98 0 182 731 0 3029 38200
MN 93 17 554 98 656 0 891 30000
MO 34 159 285 139 3153 225 1361 37000
MS 40 110 344 233 189 0 1126 24192
MT 10 8 4 184 280 22 317 31350
NC 242 74 544 218 1356 0 2261 43800
ND 13 32 62 82 183 0 842 27800
NE 28 16 195 47 471 0 1324 32400
NH 77 36 1166 111 553 0 2529 40600
NJ 1017 222 2658 203 1590 0 6609 79300
NM 30 61 327 112 668 0 838 24794
NV 333 3 363 89 1153 0 1271 27473
NY 570 73 762 185 1018 0 4102 42600
OH 65 92 472 134 592 0 2988 34850
OK 10 56 934 82 764 1 1239 34709
OR 34 43 138 75 403 0 1292 20950
PA 105 75 175 144 707 0 2495 36350
PR 2 5 290 204 0 0 0 17196
RI 227 104 634 170 556 0 3002 42450
SC 58 100 318 147 515 0 2158 30000
SD 33 44 209 91 724 0 1096 52050
TN 52 22 62 161 409 0 1927 20240
TX 111 113 497 268 1282 0 4303 69400
UT 126 30 788 77 451 0 440 27100
VA 213 81 514 140 523 0 1282 22798
VI 44 76 46 88 343 0 479 16450
VT 23 37 421 122 529 0 2053 55700
WA 391 76 891 209 952 0 2386 41100
WI 30 135 0 52 812 0 1584 24021
WV 5 30 104 127 358 0 666 16100
WY 37 30 83 76 330 0 911 24400
Cumulative 9574 4091 34612 8550 42096 669 114722 2061684
Median 93 63 363 139 595 0 1637 35025
 
Table 2. Summary of 2001 BRFSS Disposition Rules
Code Rule

1 Completed interview (questions asked through age, race, and sex)

Give final disposition.

2 Refused interview

Give final disposition after second refusal or when a first-time refusal will not be called a second time

3 Non-working number

Usually recognized by a recording or fast-busy signal. Includes "number changed" recordings and numbers that "bridge." Call operator or repair service when in doubt. Give final disposition.

4 Ring no answer

A normal telephone ring which no one answers (answering machines do not count as an answer) to be given final disposition only after (1) 5 calling occasions (each consisting of 3 attempts), and (2) the 5 occasions have a mixture of weekday, weeknight, and weekend calls. If possible, contact the phone company repair service to verify the number is in service.

5 Not a private residence

The person answering identifies the telephone number as a business or says "no" when asked, "Is this a private residence?" Also use this disposition for institutions (government offices, educational facilities, dormitories, nursing homes, hospitals, prisons, etc.), group homes (fraternities and sororities, half-way houses, shelters, etc.), pagers, fax machines, and computer modems. Give final disposition.

6 No eligible respondent at this number

The household does not include anyone 18 years of age or older (this does not mean the adults are away temporarily). Give final disposition.

7 Selected respondent not available during the interviewing period

The selected respondent will not be available or could not be reached during the time you have allotted for the month's interviewing. Give final disposition only when respondent's unavailability is certain or when the same calling requirements for ring-no-answers and busies have been met.

8 Language barrier

The selected respondent does not speak English well enough to be interviewed, and there is not a translated questionnaire and interviewer available for the respective language. Give final disposition.

9 Interview terminated within questionnaire

A "hang up" at some point after the first question has been asked (this does not mean the respondent refused a particular question). Make another attempt to complete questionnaire. Give final disposition if second attempt unsuccessful. If after a second attempt the respondent has completed the interview at least through the age, race, and sex questions, recode as a completed interview.

10 Line busy

To be given final disposition only after (1) 5 calling occasions (each consisting of 3 attempts at > 10 minute intervals), and (2) the 5 occasions have a mixture of weekday, weeknight, and weekend calls. If possible, contact the phone company repair service to verify the number is in service.

11 Respondent unable to communicate due to physical or mental impairment

Example: respondent is deaf. Give final disposition

12 Technological barrier (Answering machine, call blocking, etc.)

To be given final disposition only after (a) 5 calling occasions (each consisting of 3 attempts), and (b) the 5 occasions have a mixture of weekday, weeknight, and weekend calls. One or more attempts reached an answering machine, call blocking, or other automated response but no person was ever spoken to.

13 On "never call" list

To be assigned to (those few) phone numbers where the BRFSS State Coordinator has determined that a phone number should not be called.

14 Hang-up or termination before respondent selection

Give final disposition after second hang-up or refusal or when a first-time hang-up or refusal will not be called a second time.

Table 3. BRFSS CASRO & Cooperation Rates, By State, 2001
State CASRO COOPERATION
AK 56.7% 57.4%
AL 54.4% 56.0%
AR 46.4% 47.0%
AZ 48.9% 50.0%
CA 38.0% 42.0%
CO 52.1% 53.1%
CT 39.0% 39.7%
DC 36.8% 37.5%
DE 47.3% 48.0%
FL 40.1% 41.1%
GA 37.9% 38.6%
GU 54.3% 54.9%
HI 70.8% 72.9%
IA 59.4% 60.5%
ID 54.3% 55.1%
IL 45.8% 46.2%
IN 45.7% 46.6%
KS 50.3% 50.8%
KY 56.7% 56.7%
LA 44.6% 45.9%
MA 36.7% 37.2%
MD 37.2% 37.9%
ME 52.1% 52.7%
MI 44.2% 45.1%
MN 62.8% 64.2%
MO 49.3% 53.9%
MS 46.6% 46.9%
MT 70.8% 71.5%
NC 56.2% 58.0%
ND 57.5% 57.9%
NE 61.8% 62.7%
NH 47.1% 47.7%
NJ 33.3% 34.0%
NM 60.6% 62.3%
NV 58.9% 61.5%
NY 35.1% 36.0%
OH 38.9% 39.5%
OK 60.6% 61.9%
OR 50.4% 51.4%
PA 43.3% 44.2%
PR 81.5% 81.5%
RI 42.6% 43.2%
SC 41.7% 42.5%
SD 66.8% 67.8%
TN 56.1% 57.2%
TX 39.7% 40.4%
UT 70.3% 71.5%
VA 51.8% 53.0%
VI 57.7% 58.9%
VT 52.1% 52.6%
WA 48.3% 49.4%
WI 52.3% 54.1%
WV 64.3% 65.7%
WY 59.4% 60.2%
Median 51.1% 52.7%
Minimum 33.3% 34.0%
Maximum 81.5% 81.5%

 
   
Table 4. BRFSS Household Dispositions, Frequency Distribution by State, 2001
State 1 2 6 7 8 9
AK 2875 678 52 653 133 15
AL 2795 645 91 761 39 59
AR 2928 755 14 821 78 93
AZ 3264 1071 68 264 109 97
CA 4257 1332 114 944 1177 121
CO 2032 425 47 545 70 13
CT 7752 3511 177 1387 430 213
DC 1888 565 37 346 135 36
DE 3514 746 39 1547 102 65
FL 4683 1852 138 434 321 143
GA 4532 1456 183 2300 299 248
GU 871 199 18 218 201 22
HI 4500 115 0 21 392 59
IA 3635 602 14 1002 81 11
ID 4833